Featured

Strengthening Compliance and Reporting Frameworks with Data

In early 2023, FINRA released its 2023 Examination and Risk Monitoring Program report, emphasizing the need to strengthen the trade and surveillance programs for its member firms....

Continuous Monitoring to Meet your Risk and Compliance Goals

There was a time when security personnel would have to dig through thousands of raw log files to figure out what was happening in a network. With such a huge task at hand, threat...

5 Practical Ways to Improve Data Governance for Financial Institutions

Good data governance is supposed to help financial services companies control their data, improve compliance, and adapt more quickly to the near-constant changes of the financial...

ISO 27001 and AWS Compliance Is A Risk Management Priority

As the global village that we all live in continues to be ever more hyper-connected and digitized, the need to keep critical information safe and secure becomes a business...

10 Steps to HIPAA Compliance

What is HIPAA? The Health Insurance Portability and Accountability Act (HIPAA) of 1996 is legislation that is designed to make it easier for U.S. workers to retain health...